-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OywCStUdUidMfISw5PsYJ8MsVtXq4gRtVIdvAha4OaWp0v/5rWch5OZposUyhZAK tNYBc566fu2EqSjEszEhgg== 0000912057-02-003084.txt : 20020414 0000912057-02-003084.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-003084 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020129 GROUP MEMBERS: ROLLOSOFT PTY LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORVU CORP CENTRAL INDEX KEY: 0001103341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411457090 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60219 FILM NUMBER: 02520181 BUSINESS ADDRESS: STREET 1: 3400 W 66TH ST STREET 2: STE 445 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9529447777 MAIL ADDRESS: STREET 1: 3400 W. 66TH ST STREET 2: SUITE 445 CITY: EDINA STATE: MN ZIP: 55435 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROLLO TROY CENTRAL INDEX KEY: 0001132696 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3400 WEST 66TH ST. CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9529447777 MAIL ADDRESS: STREET 1: 3400 WEST 66TH ST. CITY: EDINA STATE: MN ZIP: 55435 SC 13G/A 1 a2068975zsc13ga.txt SCH-13G_1301 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* CorVu Corporation -------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------- (Title of Class of Securities) 221011 10 9 -------------------------------------------------------------- (CUSIP Number) December 31, 2001 -------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP NO. 221011 10 9 PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Troy Rollo - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* (a) [ ] (b) [ ] *Joint Filing - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Australia - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,203,767 (includes 221,442 shares which may be purchased upon OWNED BY exercise of currently exercisable options or warrants). EACH ----------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 0 ----------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,203,767 (includes 221,442 shares which may be purchased upon exercise of currently exercisable options or warrants). ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,203,767 (includes 221,442 shares which may be purchased upon exercise of currently exercisable options or warrants). - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- SCHEDULE 13G CUSIP NO. 221011 10 9 PAGE 3 OF 5 PAGES - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Rollosoft Pty Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* (a) [ ] (b) [ ] *Joint Filing - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Australia - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,080,558 (includes 98,233 shares which may be purchased upon OWNED BY exercise of currently exercisable warrants). EACH ----------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH 0 ----------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,080,558 (includes 98,233 shares which may be purchased upon exercise of currently exercisable warrants). ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,558 (includes 98,233 shares which may be purchased upon exercise of currently exercisable warrants). - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Answer every item. If an item is inapplicable or the answer is in the negative, so state. ITEM 1(a) NAME OF ISSUER: CorVu Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3400 West 66th Street Edina, MN 55435 ITEM 2(a) NAME OF PERSON FILING: See Cover Pages, Item 1 ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o Crispin and Jeffrey Level 2 57 Grosvenor Street Neutral Bay NSW 2089, Australia ITEM 2(c) CITIZENSHIP: See Cover Pages, Item 4 ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NO.: See Cover Pages ITEM 3 STATEMENT FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c): Not applicable ITEM 4 OWNERSHIP See Cover Pages, Items 5 through 11 ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10 CERTIFICATIONS: Not applicable EXHIBITS Joint Filing Agreement, dated January 15, 2001, between the Reporting Persons (incorporated by reference to Exhibit 1 to initial Schedule 13G filed on January 30, 2001). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct as of December 31, 2001. Date: January 18, 2002 /s/ Troy Rollo --------------------------------- Troy Rollo ROLLOSOFT PTY LTD. By: /s/ Troy Rollo ------------------------------ Its: Director -----END PRIVACY-ENHANCED MESSAGE-----